News and research before you hear about it on CNBC and others. Claim your one week free trial for StreetInsider Premium here.
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL DECLARATION OF BENEFICIAL OWNER OF THE SECURITIES Filed under Section 16(a) of the Securities Exchange Act of 1934 |
|
|||||||||||||||||||
|
1. Name and address of reporting person
(Street) |
2. Date of the event requiring a report (month/day/year) 01/11/2022 |
3. Issuer name 10X Capital Venture Acquisition Corp. III [ VCXB ] |
|||||||||||
|
4. Relationship between the reporting person(s) and the issuer (Check all that apply)
|
5. In case of modification, date of filing of the original (month/day/year) 01/11/2022 |
||||||||||||
6. Individual or joint/group filing (check the applicable row)
|
|||||||||||||
| Table I – Beneficial Ownership Non-Derivative Securities | |||
|---|---|---|---|
| 1. Collateral Title (Instr. 4) | 2. Amount of beneficial ownership (Instr. 4) | 3. Form of ownership: direct (D) or indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|
Table II – Derivative Beneficial Ownership Securities (for example, puts, calls, warrants, options, convertible securities) |
|||||||
|---|---|---|---|---|---|---|---|
| 1. Derived Title Title (Instr. 4) | 2. Exercise date and expiry date (month/day/year) | 3. Title and amount of the securities underlying the derivative securities (Instr. 4) | 4. Conversion or exercise price of the derivative security | 5. Form of ownership: direct (D) or indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Exercise date | Expiration date | Title | Amount or number of shares | ||||
|
Class B common shares |
|
|
Class A common shares |
10,005,000 |
(1) |
D |
|
| Explanation of answers: |
| Remarks: |
| See Exhibit 99.1 – Co-Reporter Information, which is incorporated herein by reference and further describes the relationship of the Reporting Persons with the Issuer. See Exhibits 24.1, 24.2, 24.3 and 24.4 – Proxies. This amendment is filed to include as reporting persons (i) 10X Capital Advisors, LLC, the director of 10X Capital SPAC Sponsor III LLC (the “Sponsor”) and (ii) David Weisburd, the co-manager of 10X Capital Advisors , LLC, each of which was omitted from the original filing due to inadvertent administrative oversight |
| /s/ Joanna Heinz, Fact Lawyer for 10X Capital SPAC Sponsor III LLC | 03/11/2022 | |
| ** Signature of the declarant | Dated | |
| /s/ Joanna Heinz, attorney-in-fact for 10X Capital Advisors, LLC | 03/11/2022 | |
| ** Signature of the declarant | Dated | |
| /s/ Joanna Heinz, attorney in fact for David Weisburd | 03/11/2022 | |
| ** Signature of the declarant | Dated | |
| /s/ Joanna Heinz, attorney in fact for Hans Thomas | 03/11/2022 | |
| ** Signature of the declarant | Dated | |
| Reminder: Declare on a separate line for each category of securities of which you are the direct or indirect beneficial owner. | ||
| * If the form is completed by more than one declarant, to see Section 4 (b)(v). |
||
| ** Intentional inaccuracies or omissions of facts are federal criminal offenses To see 18 USC 1001 and 15 USC 78ff(a). |
||
| Note: Submit three copies of this form, one of which must be manually signed. If space is insufficient, to see Instruction 6 for the procedure. |
||
| Persons responding to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. | ||
Exhibit 24.1
POWER OF ATTORNEY
The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith,
Jessica Chen, Brian Munsie, Cristen Callan, Amanda Karlsson and Joanna Heinz, or
any of them acting singly, as the undersigned's true and lawful attorneys-in-
fact and agents, with full power of substitution and resubstitution, for the
undersigned and in the undersigned's name, place and stead, to:
1. prepare, sign, and submit to the Securities and Exchange Commission
(the "SEC") on its Electronic Data Gathering, Analysis, and Retrieval ("EDGAR")
Filer Management website a Form ID application, including any amendments and
exhibits thereto, and any other related documents as may be necessary or
appropriate, to obtain from the SEC access codes to permit filing on the SEC's
EDGAR system, granting unto said attorneys-in-fact and agents, and each of them,
full power and authority to do and perform each act and thing requisite and
necessary to be done as required by any rule or regulation of the SEC and the
EDGAR Filer Manual as fully and to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents, and each of them, may lawfully do or cause to be
done by virtue hereof; and
2. sign any and all SEC statements of beneficial ownership of
securities of 10X Capital Venture Acquisition Corp. III (the "Company") on
Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under
Section 16(a) of the Securities Exchange Act of 1934, as amended, and any
amendments thereto, and to file the same with all exhibits thereto, and other
documents in connection therewith, with the SEC, the Company and any stock
exchange on which any of the Company's securities are listed, granting unto said
attorneys-in-fact and agents, and each of them, full power and authority to do
and perform each act and thing requisite and necessary to be done under said
Section 13 and Section 16(a), as fully and to all intents and purposes as the
undersigned might or could do in person, hereby ratifying and confirming all
that said attorneys-in-fact and agents, and each of them, may lawfully do or
cause to be done by virtue hereof.
A copy of this power of attorney shall be filed with the SEC. The
authorization set forth above shall continue in full force and effect until the
undersigned revokes such authorization by written instructions to the attorneys-
in-fact.
The authority granted hereby shall in no event be deemed to impose or
create any duty on behalf of the attorneys-in-fact with respect to the
undersigned's obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5
with the SEC.
Dated:April 30, 2021
10X Capital SPAC Sponsor III LLC
By: /s/ Hans Thomas
------------------------------------
By: Hans Thomas
Title: Manager
Exhibit 24.2
POWER OF ATTORNEY
The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith,
Jessica Chen, Brian Munsie, Cristen Callan, Amanda Karlsson and Joanna Heinz, or
any of them acting singly, as the undersigned's true and lawful attorneys-in-
fact and agents, with full power of substitution and resubstitution, for the
undersigned and in the undersigned's name, place and stead, to:
1. prepare, sign, and submit to the Securities and Exchange Commission
(the "SEC") on its Electronic Data Gathering, Analysis, and Retrieval ("EDGAR")
Filer Management website a Form ID application, including any amendments and
exhibits thereto, and any other related documents as may be necessary or
appropriate, to obtain from the SEC access codes to permit filing on the SEC's
EDGAR system, granting unto said attorneys-in-fact and agents, and each of them,
full power and authority to do and perform each act and thing requisite and
necessary to be done as required by any rule or regulation of the SEC and the
EDGAR Filer Manual as fully and to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents, and each of them, may lawfully do or cause to be
done by virtue hereof; and
2. sign any and all SEC statements of beneficial ownership of
securities of 10X Capital Venture Acquisition Corp. III (the "Company") on
Schedule 13D as required under Section 13 and Forms 3, 4 and 5 as required under
Section 16(a) of the Securities Exchange Act of 1934, as amended, and any
amendments thereto, and to file the same with all exhibits thereto, and other
documents in connection therewith, with the SEC, the Company and any stock
exchange on which any of the Company's securities are listed, granting unto said
attorneys-in-fact and agents, and each of them, full power and authority to do
and perform each act and thing requisite and necessary to be done under said
Section 13 and Section 16(a), as fully and to all intents and purposes as the
undersigned might or could do in person, hereby ratifying and confirming all
that said attorneys-in-fact and agents, and each of them, may lawfully do or
cause to be done by virtue hereof.
A copy of this power of attorney shall be filed with the SEC. The
authorization set forth above shall continue in full force and effect until the
undersigned revokes such authorization by written instructions to the attorneys-
in-fact.
The authority granted hereby shall in no event be deemed to impose or
create any duty on behalf of the attorneys-in-fact with respect to the
undersigned's obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5
with the SEC.
Dated: April 30, 2021
By: /s/ Hans Thomas
------------------------------------
Name: Hans Thomas
Exhibit 24.3
POWER OF ATTORNEY
The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith,
Brian Munsie, Stephanie Zhang and Joanna Heinz, or any of them acting singly, as
the undersigned's true and lawful attorneys-in-fact and agents, with full power
of substitution and resubstitution, for the undersigned and in the undersigned's
name, place and stead, to:
1. prepare, sign, and submit to the Securities and Exchange
Commission (the "SEC") on its Electronic Data Gathering, Analysis, and
Retrieval ("EDGAR") Filer Management website a Form ID application, including
any amendments and exhibits thereto, and any other related documents as may be
necessary or appropriate, to obtain from the SEC access codes to permit filing
on the SEC's EDGAR system, granting unto said attorneys-in-fact and agents, and
each of them, full power and authority to do and perform each act and thing
requisite and necessary to be done as required by any rule or regulation of the
SEC and the EDGAR Filer Manual as fully and to all intents and purposes as the
undersigned might or could do in person, hereby ratifying and confirming all
that said attorneys-in-fact and agents, and each of them, may lawfully do or
cause to be done by virtue hereof; and
2. sign any and all SEC statements of beneficial ownership of securities
of 10X Capital Venture Acquisition Corp. III (the "Company") on Schedule 13D as
required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a)
of the Securities Exchange Act of 1934, as amended, and any amendments thereto,
and to file the same with all exhibits thereto, and other documents in
connection therewith, with the SEC, the Company and any stock exchange on which
any of the Company's securities are listed, granting unto said attorneys-in-
fact and agents, and each of them, full power and authority to do and perform
each act and thing requisite and necessary to be done under said Section 13 and
Section 16(a), as fully and to all intents and purposes as the undersigned might
or could do in person, hereby ratifying and confirming all that said attorneys-
in-fact and agents, and each of them, may lawfully do or cause to be done by
virtue hereof.
A copy of this power of attorney shall be filed with the SEC. The
authorization set forth above shall continue in full force and effect until the
undersigned revokes such authorization by written instructions to the attorneys-
in-fact.
The authority granted hereby shall in no event be deemed to impose or
create any duty on behalf of the attorneys-in-fact with respect to the
undersigned's obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5
with the SEC.
Dated: February 25, 2022
10X Capital Advisors, LLC
By: /s/ Hans Thomas
--------------------
By: Hans Thomas
Title: Managing Member
Exhibit 24.4
POWER OF ATTORNEY
The undersigned constitutes and appoints Joel Rubinstein, Elliott Smith,
Jessica Chen, Brian Munsie, Cristen Callan, Amanda Karlsson and Joanna Heinz, or
any of them acting singly, as the undersigned's true and lawful attorneys-in-
fact and agents, with full power of substitution and resubstitution, for the
undersigned and in the undersigned's name, place and stead, to:
1. prepare, sign, and submit to the Securities and Exchange Commission
(the "SEC") on its Electronic Data Gathering, Analysis, and Retrieval ("EDGAR")
Filer Management website a Form ID application, including any amendments and
exhibits thereto, and any other related documents as may be necessary or
appropriate, to obtain from the SEC access codes to permit filing on the SEC's
EDGAR system, granting unto said attorneys-in-fact and agents, and each of them,
full power and authority to do and perform each act and thing requisite and
necessary to be done as required by any rule or regulation of the SEC and the
EDGAR Filer Manual as fully and to all intents and purposes as the undersigned
might or could do in person, hereby ratifying and confirming all that said
attorneys-in-fact and agents, and each of them, may lawfully do or cause to be
done by virtue hereof; and
2. sign any and all SEC statements of beneficial ownership of securities
of 10X Capital Venture Acquisition Corp. III (the "Company") on Schedule 13D as
required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a)
of the Securities Exchange Act of 1934, as amended, and any amendments thereto,
and to file the same with all exhibits thereto, and other documents in
connection therewith, with the SEC, the Company and any stock exchange on which
any of the Company's securities are listed, granting unto said attorneys-in-
fact and agents, and each of them, full power and authority to do and perform
each act and thing requisite and necessary to be done under said Section 13 and
Section 16(a), as fully and to all intents and purposes as the undersigned might
or could do in person, hereby ratifying and confirming all that said attorneys-
in-fact and agents, and each of them, may lawfully do or cause to be done by
virtue hereof.
A copy of this power of attorney shall be filed with the SEC. The
authorization set forth above shall continue in full force and effect until the
undersigned revokes such authorization by written instructions to the attorneys-
in-fact.
The authority granted hereby shall in no event be deemed to impose or
create any duty on behalf of the attorneys-in-fact with respect to the
undersigned's obligations to file a Form ID, Schedule 13Ds and Forms 3, 4 and 5
with the SEC.
Dated: April 30th, 2021
By: /s/ David Weisburd
----------------------------
Name: David Weisburd
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: 10X Capital SPAC Sponsor III LLC
Address of Joint Filer: c/o 10X Capital Venture Acquisition
Corp. III
1 World Trade Center, 85th Floor
New York, NY 10007
Relationship of Joint Filer to Issuer: 10% Owner, Director
Issuer Name and Ticker or Trading
Symbol: 10X Capital Venture Acquisition
Corp. III [VCXB]
Date of Event Requiring Statement:
(Month/Day/Year): 1/11/2022
Name of Joint Filer: 10X Capital Advisors, LLC
Address of Joint Filer: c/o 10X Capital Venture Acquisition
Corp. III
1 World Trade Center, 85th Floor
New York, NY 10007
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading
Symbol: 10X Capital Venture Acquisition
Corp. III [VCXB]
Date of Event Requiring Statement:
(Month/Day/Year): 1/11/2022
Name of Joint Filer: Hans Thomas
Address of Joint Filer: c/o 10X Capital Venture Acquisition
Corp. III
1 World Trade Center, 85th Floor
New York, NY 10007
Relationship of Joint Filer to Issuer: 10% Owner, Director, Officer
(Chief Executive Officer)
Issuer Name and Ticker or Trading
Symbol: 10X Capital Venture Acquisition
Corp. III [VCXB]
Date of Event Requiring Statement:
(Month/Day/Year): 1/11/2022
Name of Joint Filer: David Weisburd
Address of Joint Filer: c/o 10X Capital Venture Acquisition
Corp. III
1 World Trade Center, 85th Floor
New York, NY 10007
Relationship of Joint Filer to Issuer: 10% Owner, Director, Officer
(Chief Operating Officer, Head of
Origination)
Issuer Name and Ticker or Trading
Symbol: 10X Capital Venture Acquisition
Corp. III [VCXB]
Date of Event Requiring Statement:
(Month/Day/Year): 1/11/2022
